The Unwin article is the first of a series of pieces that I’ve been writing about classic books of planning (which also includes my more recent piece at TAC about Allan Jacobs’ Great Streets). The idea behind these essays is that there is a canon of writings about the art of traditional, Western European urban planning. It begins, one might suppose, with Aristotle’s description of Hippodamus in his Politics; and continues down through the most timeless pieces of the last century. The landscape of these books is not always apparent; and over the last century, much the oral tradition of building that once sustained these practices dissipated in the face of heavy, technical regulation and the cultural trends of modernity. In light of the renewed interest in planning as an art — and as part of a larger cultural tradition — I think these writings deserve to be read, again, by a wider audience.
If you have any thoughts, please feel free to add comments below the article. There’s no need to register before commenting, and your e-mail address will remain private.
Ruins of the Baths of Caracalla, Rome, at twilight. Viale delle Terme di Caracalla follows the right-of-way of the ancient Via Appia, beyond the grass, at the far left.
My latest article at New Urbs looks at Allan Jacobs’ 1993 planning classic, Great Streets, and argues that the author’s focus on the necessary elements of placemaking, including the aesthetic details of urban planning, marked a turning point in the history of American urbanism. The entire piece can be found here.
Sad to report that a promising and important piece of legislation went down to defeat this week in the California State House. SB-827 , placed in the hopper by Senator Scott Wiener (D-San Francisco), would have superseded municipal zoning ordinances to permit five-story housing development within half a mile of most railroad stations, and within a quarter mile of certain major bus routes.
California, of course, has some of the highest home prices in the world. More than its booming tech economy, a resistance to new development, combined with decades of population growth, has driven the crisis. Local political resistance comes from two sources: sentiment and shrewdness. Between residents who hate change, and those who realize that their own property values are inflated (at least while the music keeps playing) by an artificial shortage, it is usually possible to muster opposition to any new proposed development if the permission-granting institution is only accountable to municipal residents. SB-827 would have overridden the local political resistance to new development in the parcels most able to support higher densities than what is presently allowed.
The shortage of affordable housing in the metropolitan regions of California — as in the regions surrounding New York City, Washington, and several of the capitals of Western Europe — is perhaps the most salient driving force behind rising inequality in the West. High housing costs block people from moving to the cities where the opportunities exist; they shut people out of opportunities to build equity in real estate; and they enshrine the economic advantages of those who inherit, or can afford to purchase, real estate in hot markets. Ryan Avent wrote about this phenomenon at length in his well-written piece, The Gated City. LT has belabored it for years. And my recent article advocating for a left-right consensus on zoning reform is focused on the costs of bad zoning policy.
The good news is that, although SB-827 has been defeated, it has also significantly raised the profile of the nexus between zoning and housing supplies. The expectation (and certainly my hope) is that a revised version of the bill will be presented soon. It is a hopeful sign that in the California State House, even the bill’s opponents were forced to concede that the diagnosis was accurate, even as they rejected the prescription. This issue is not going away, and neither is the impetus to address it. I don’t think we can (or should) be returning to a Victorian-era, common-law land use policy, where bare-bones building codes, private covenants, and nuisance lawsuits are the only restraints on private development. BUT, we do need to move in the direction of significantly liberalizing the density restrictions on housing development in competitive real estate markets. SB-827 would have been a major step in that direction; and with the heightened awareness that its debate has caused, creative variations on the proposal can now be tested in the laboratories of democracy.
Only with a lot more supply — new units — can the cost of housing be returned to some sort of equilibrium with people’s incomes. And only with such a change can we hope to create in the economic centers of the West a tangibly more egalitarian economy.
Early “use-district” map of Midtown New York. Source: NYPL.
My latest piece — in which I venture into more political writing for TAC — argues that the failures of Euclidean zoning antagonize some of the most fundamental priorities of American traditions on both the Left and the Right; and that there may be an opening for some agreement between people with a broad range of philosophies. For example:
During the postwar era—when suburbs and cars were the way of the future, and cheap, undeveloped land surrounded all our cities—the postwar type of zoning seemed a reasonable trade-off for many conservatives. While it regulated the private land market, it was locally enacted. In addition, its intent was to protect a broad base of individual, private owners.
Today, things have changed. Many of our most prosperous regions have been effectively built-out—few undeveloped lots remain—and laws preserve building patterns from the less populous 1950s and 1960s. This in turn has created an artificial shortage of housing units to which local markets cannot respond. Property owners who could benefit from making more intense use of their parcels find their hands tied by local zoning. Families and individuals are priced out of regions where opportunities are strongest. Personal potential and mobility are limited. And local governments become powerful fiefdoms, selectively approving lucrative projects for (often) politically-connected developers while preventing smaller owners from similarly maximizing returns.
Meanwhile, from the Left:
If local zoning had simply permitted [working-class neighborhoods in major cities] to absorb growth as it occurred, it is likely many longtime residents would never have been priced out by rising rents or property taxes. This means that more young people could have remained in their home communities and benefited from deep ties to family, social networks, and local wealth; and space could also have been made for new immigrants (and internally-migrating Americans) on much friendlier terms. Instead, our inability to accommodate change at the neighborhood level has resulted in the attenuation of countless social ties; the loss of myriad old communities; and an increased degree of hostility and resentment between competing, but similarly powerless groups, over space that never needed to be so scarce. If anything should outrage even the most nominal leftist, it is a bureaucratic policy that pointlessly pits the American working class against new immigrants over something as fundamental as the need for decent housing.
A zoning map from East Rockaway, New York, shows the abiding prevalence of single-family housing zones (Residence A) in a highly competitive land market.
This Times article, I think, really takes aim at the largest zoning-related cause of the housing crisis. Single-family neighborhoods will have to give way to multifamily development, one way or another, if we are ever going to build enough housing units to absorb demand in the places where economic opportunity exists. The California law facilitating “granny flats” is one step in the right direction. New Jersey’s Mount Laurel doctrine is based on a prescient, 1970s recognition of the exclusionary role of zoning. (Unfortunately, it has not done nearly enough to counter the zoning-driven shortage of affordable housing, especially in Northern New Jersey.
What other measures will come, based on the principle (which we have often recited) that restrictive zoning is creating artificial housing shortages? Innovation in this realm cannot happen soon enough. At some point, the dam is going to break. There will either be more housing; or there will be a dampening of the regional economies in places that cannot provide a housing equilibrium. What worries me, next, is that the artificial shortage of housing may have become such a chronic, long-term situation in our most affluent regions that we may have reached a point where the economy is dependent upon an artificial shortage being preserved.
Zoned for single-family.
That is to say, so many mortgages have been written on the assumption that astronomically high prices are stable; so much private wealth is now sunk into ultra-high-cost real estate. If the regulatory barriers came down, and builders were able to begin to catch up with market demand in places like New York City and California, then how much wealth would gradually begin to evaporate as prices trended toward a healthier equilibrium? The saving grace is that — absent a watershed court decision — the gears of this change will probably be quite slow to turn.
The Amalgamated Dwellings in New York City. Photo: Theo Mackey Pollack.
I have a new article published at TAC’s New Urbs blog, about the history and legal structure of New York City’s limited-equity housing cooperatives, which continue to provide surprisingly affordable, high-quality housing units in one of the most expensive real estate markets in the United States. The piece tells the story about how limited-equity co-ops got started; their philosophical roots; their early successes; why the model declined in popularity; and how an approach that recovers its best qualities might be be compatible with various subsets of the polarized political landscape of contemporary America.
I think there’s little question that the shortage of affordable housing in the regions with the best economies is a major driving force in the structural inequality that characterizes our current moment; and that the biggest beneficiaries of this status quo are rent seekers, rather than actors who contribute anything dynamic or innovative to the economy. Taking the role of speculation out of the equation can do a lot to keep prices in line with what residents can actually afford. For the reasons described in my article, I think this is an important idea that deserves to be recovered and applied in today’s metropolitan real estate economies.
Driving home from the train station on a recent night, I heard this piece on NPR’s Marketplace: a story about a recent California statute that makes it significantly easier for homeowners in that state to develop additional units on their property. Here’s a link to a memo from the Department of Housing and Community Development, describing the changes. Among other things, the new statute overrides certain off-street parking requirements, which can preclude new units that would otherwise be permitted under zoning rules. These requirements are particularly onerous in large cities where public transportation is a viable option — and this law takes aim, specifically, at requirements within walking distance of transit. Of course, this development is just a small step toward achieving a land marketplace that is actually allowed to be responsive to market demands, rather than legal ones; but I think it is a very important one.
As early as the mid-1970s, the primary cases in New Jersey’s Mount Laurel doctrine began to lay out all of the major land use regulatory devices that have stifled the development of resourceful housing options since the early 20th century. Getting rid of unnecessary off-street parking requirements, and taking a publicly favorable stand toward in increase in the number of units in heavily-regulated suburban neighborhoods, are both major steps toward dismantling the regulatory morass that has been strangling housing development as the amount of raw, zoned land has dwindled throughout our major metropolitan areas. This is an important step in the right direction. Would be interested in hearing from people who would like to see a similar bill in New Jersey.
One of the most important takeaways from the NPR story was its hard evidence of pent-up demand for smaller, less-expensive housing units in pricey California. Local builders and contractors who specialize in the construction of small homes cannot keep up with demand. Their schedules are full for months into the future.
The American Conservative’s New Urbs section has an insightful new piece by James Howard Kunstler, entitled “The Infinite Suburb is an Academic Joke“. In a dryly funny essay, Kunstler takes on the group-think of elite urban planning schools for its one-sided techno-optimism (or, as he calls it, techno-narcissism). Among other errors, he cites the willingness to buy into an anodyne vision of driverless cars, drone deliveries, and “smart” suburban neighborhoods (whatever those may be), as the emerging vision of default American settlement patterns. He also notes a continuing obliviousness to energy considerations; and a subtle disdain for traditional urbanism (in spite of its time-proven viability). It’s an important piece, worth reading.
Like Kunstler, I find it increasingly difficult to abide the almost willfully-blind optimism of those who believe that the answers to humanity’s most profound civilizational challenges will be found through information technology. Faith that IT can be used to solve our most intractable problems is fast becoming the 21st century’s version of the faith in social science (and its attendant ideologies) that led to so many catastrophes in the last century. Both have a common origin: an intoxication with the recent achievements of human ingenuity supporting a fallacious belief that our technical genius can somehow (and soon!) be systematized into processes that will resolve human problems (e.g., individual psychology, law and culture, and political economy) that have always plagued civilizations; and that have always been best addressed through social arts that draw, in the words of Holmes, on experience — not logic.
Techno-optimism doubles down on the essential fallacy of the 20th century, while a close study of tradition — including traditional urbanism, in the world of planning — learns from the mistakes of the past. By no means would I advocate a blind adoption of past practices. But a conscious adherence to those that have worked is defensible. Techno-optimism, on the other hand, is the product of a broader fallacy of conventional wisdom in our time: one which holds that because we now have the tools to do things that people in the past have been unable to do (or, similarly, because we have access to information that previous generations did not have), we are ipso facto smarter than any generation that has lived before us. And yet, in fact, the opposite may be true: because information is so readily available, we commit less actual knowledge to our memories; and because we have advanced, technical tools that carry out so many repetitive tasks, we learn fewer hard skills, and fewer of the granular nuances of those that we do learn. A more cautious approach would acknowledge that the more rigorous demands presented by the technical limits of the past may have honed a more refined set of skills in the practitioners of those times, and that we may have much to learn from studying the time-tested arts of social customs.
The traditional Western social arts include law, religion, philosophy, rhetoric, fine arts (to an extent), politics, and (sadly) war. To these I would add business, which was not studied as an art in Classical or Renaissance/Enlightenment times, largely because it had not yet emerged as a topic of legitimate inquiry. Nevertheless, business clearly fits with the other social arts more than it does with any of the hard sciences. I use the term social arts here, intentionally, to make a point. These studies are much broader and more flexible than the modern social sciences. They are studies of how human behavior can be influenced, managed, or changed. They are understood to be skills that draw on long experience; the art in these fields consists of having gained the sophistication to intuit which tools to use for particular effects in a certain set of circumstances. It is presumed that their subject matter is too complicated to be understood with total precision, or to be addressed by a universal approach. In some ways the work of a social artist appears to resemble the work of a magician more than it does the work of a scientist. A judge’s gavel, an architect’s pencil, or a priest’s censer may seem more like a wand than like a tool. Legal, aesthetic, and religious doctrines may, at times, seem more like spells or superstitions than hard knowledge. And yet the practitioners who know something about their craft are able to achieve results. Urban planning, too, is a social art — not a first level social art, like those named above; but a subordinate hybrid of fine arts (i.e., architecture) and law. Today, because of zoning and other factors, politics and business have taken on much greater influences than they traditionally held. Religion has become an increasingly peripheral factor in Western planning. Nevertheless, the attempt to turn urban planning into a science gave us strip malls, cloverleaf interchanges, and Euclidean zoning; urban planning, properly treated as an art, gave us Pompeii, Venice, and the great cities of the Victorian period.
The abandonment of the time-tested wisdom of the social arts in favor of the radical, but more technical (and therefore apparently more sophisticated) experimentation with the social sciences was not entirely stupid or negative; it was likely a necessary step in the process of incorporating the sudden flood of new knowledge and experiences that had come with the rapid expansion of science and industry in the 19th century. But it was too one-sided, and it became a prime example of a proverbial baby being thrown out with the bathwater. At least some of the nihilism and anomie of the 20th century can be attributed not just to the pace of scientific change, but to the dumping of cultural knowledge that might have helped to ground individuals, communities, and their institutions while those larger technical changes were being processed. It is not an unrelated phenomenon that, over the same time, buildings devolved from cathedral architecture to Brutalism; or that governments devolved from kingdoms and representative democracies to include fascism, communism, and consumer capitalism. The danger of our current intoxication with technology is that we may go through a parallel, and perhaps greater, dumping of valuable cultural knowledge to the one that took place in the 19th and early 20th centuries. The value of studying the traditional methods that have worked throughout history is that they can provide a context for processing rapid change.
‘Old law’ tenements on New York’s Lower East Side. Theo Mackey Pollack.
My recently published piece highlights how architects and builders used resourceful massing devices to save scarce urban land when developing many of the Late Victorian apartment buildings in New York City. So I was intrigued by a journal article I recently found that examines the city’s massing in the same period from a different angle: the restrictive height regulations that governed buildings and even, in the pre-zoning era, placed artificial restrictions on builders that may have exceeded the requirements of safety. In Keeping the Tenants Down: Height Restrictions and Manhattan’s Tenement House System, 1885-1930, Professor Michael Montgomery highlights the history of tenement laws and other safety codes in New York City during that time, shining a spotlight on how they limited the ability of the market to respond to the demand for more and better inexpensive housing units.
A bunch of examples of pre-law, old-law (dumbbell/airshaft), and new-law (courtyard) tenements can be found in my photo galleries of Chinatown and the Lower East Side.